SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Kurtenbach Matthew John

(Last) (First) (Middle)
201 DAKTRONICS DRIVE

(Street)
BROOKING SD 57006

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2013
3. Issuer Name and Ticker or Trading Symbol
DAKTRONICS INC /SD/ [ DAKT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
VP of Manufacturing
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 244,902 D
Common Stock 10,900 I Child A
Common Stock 10,200 I Child B
Common Stock 10,000 I Child C
Common Stock 9,897.5594(1) I by 401k
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Options (2) 12/03/2018 Common Stock 6,153 8.29 D
Incentive Stock Options (3) 12/02/2019 Common Stock 6,300 8.65 D
Incentive Stock Options (4) 11/19/2013 Common Stock 6,000 8.85 D
Incentive Stock Options (5) 11/30/2021 Common Stock 9,237 9.24 D
Incentive Stock Options (6) 08/22/2022 Common Stock 10,500 9.51 D
Incentive Stock Options (7) 08/22/2023 Common Stock 7,500 11.05 D
Incentive Stock Options (8) 11/22/2014 Common Stock 6,000 12.835 D
Incentive Stock Options (9) 11/16/2015 Common Stock 6,000 13.595 D
Incentive Stock Options (10) 12/01/2020 Common Stock 5,724 14.37 D
Incentive Stock Options (11) 11/14/2017 Common Stock 6,915 20.07 D
Incentive Stock Options (12) 11/15/2016 Common Stock 7,000 34.065 D
Non-Qualified Stock Option (13) 12/03/2018 Common Stock 4,347 8.29 D
Non-Qualified Stock Option (14) 12/02/2019 Common Stock 4,200 8.65 D
Non-Qualified Stock Option (15) 11/30/2021 Common Stock 1,263 9.24 D
Non-Qualified Stock Option (16) 12/01/2020 Common Stock 1,431 14.37 D
Non-Qualified Stock Option (17) 11/14/2017 Common Stock 2,085 20.07 D
Restricted Stock Units (18) (18) Common Stock 8,145 0.0(19) D
Explanation of Responses:
1. The information in this report is based on a plan statement dated as of August 30, 2013.
2. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013
3. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/03/2010; 12/03/2011; 12/03/2012; 12/03/2013; 12/03/2014
4. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/20/2004; 11/20/2005; 11/20/2006; 11/20/2007; 11/20/2008
5. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/01/2012; 12/01/2013; 12/01/2014; 12/01/2015; 12/01/2016
6. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 8/23/2013; 8/23/2014; 8/23/2015; 8/23/2016; 8/23/2017
7. Incentive Stock Options: 20% vested each year for a total of 5 years - vesting schedule: 8/23/2014; 8/23/2015; 8/23/2016; 8/23/2017; 8/23/2018.
8. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/23/2005; 11/23/2006; 11/23/2006; 11/23/2008; 11/23/2009
9. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/17/2006; 11/17/2007; 11/17/2008; 11/17/2009; 11/17/2010
10. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/02/2011; 12/03/2012; 12/03/2013; 12/03/2014; 12/03/2015
11. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/15/2008; 11/15/2009; 11/15/2010; 11/15/2011; 11/15/2012
12. Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/16/2007; 11/16/2008; 11/16/2009; 11/16/2010; 11/16/2011
13. Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013
14. Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/03/2010; 12/03/2011; 12/03/2012; 12/03/2013; 12/03/2014
15. Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/01/2012; 12/01/2013; 12/01/2014; 12/01/2015; 12/01/2016
16. Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/02/2011; 12/03/2012; 12/03/2013; 12/03/2014; 12/03/2015
17. Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/15/2008; 11/15/2009; 11/15/2010; 11/15/2011; 11/15/2012
18. Restricted Stock Units granted on 8/22/2013 vest 20% each year for five years beginning on 8/23/2014. Vested shares will be delivered to the reporting person as soon as practicable after the date of vesting.
19. Each Restricted Stock Unit represents the contingent right to receive one share of Daktronics, Inc. common stock.
Matthew J Kurtenbach 09/09/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.